# US 10,374,678 B2 · Channel state information feedback method and apparatus

> Agents: this data is available as JSON from the patentgrep API and MCP server — see https://patentgrep.com/llms.txt

- Number: US 10,374,678 B2
- Document ID: US10374678B2
- Status: Granted
- Kind: B2
- Application number: 15/752,106
- Filed: 2016-08-12
- Published: 2018-08-23
- Granted: 2019-08-06
- Earliest claimed: 2015-08-13
- Assignees: Samsung Electronics Co., Ltd.
- Applicants: Samsung Electronics Co., Ltd.
- Inventors: Keon-Kook Lee; Young-Han Nam; Tae-Young Kim; Jee-Hwan Noh; Hyun-Il Yoo; Su-Ryong Jeong
- Web page: https://patentgrep.com/patent/US10374678B2

## CPC

- H04B 7/0626: {Channel coefficients, e.g. channel state information [CSI]}
- H04B 7/0417: Feedback systems
- H04B 7/06: at the transmitting station
- H04B 7/0617: {for beam forming}
- H04B 7/063: {Parameters other than those covered in groups H04B7/0623 - H04B7/0634, e.g. channel matrix rank or transmit mode selection}
- H04B 7/0632: {Channel quality parameters, e.g. channel quality indicator [CQI]}
- H04L 5/0048: {Allocation of pilot signals, i.e. of signals known to the receiver (allocation of control signalling H04L5/0053; use of control signalling H04L5/0091)}
- H04B 7/0413: MIMO systems
- H04L 5/005: {of common pilots, i.e. pilots destined for multiple users or terminals}
- H04B: TRANSMISSION
- H04L: TRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION (arrangements common to telegraphic and telephonic communication H04M)

## Abstract

The present disclosure relates to a 5G or pre-5G communication system for supporting a higher data transfer rate beyond a 4G communication system such as LTE. A method and an apparatus for transmitting and receiving channel state information are disclosed. The method comprises: a step of transmitting, to a terminal, a signaling message including first information indicating at least one precoding matrix which is applicable to a symbol vector to be transmitted; a step of transmitting, to the terminal, a channel status information-reference signal (CSI-RS) for the terminal; and a step of receiving channel state information including a channel quality indicator (CQI) which is calculated using the selected precoding matrix on the basis of second information from the terminal.

## Claims

### Claim 1

A method for receiving channel state information, the method comprising:
transmitting, to a user equipment (UE), a signaling message comprising information indicating whether the UE is configured without a precoding matrix indicator (PMI) reporting or not;
transmitting, to the UE, a channel status information-reference signal (CSI-RS) for the UE; and
receiving channel state information comprising a channel quality indicator (CQI) that is calculated based on a codebook which is provided to the UE through a higher-layer signaling, if the information indicates that the UE is configured without the PMI reporting,
wherein the codebook is based on a number of layers and a number of ports used for CSI reporting.

### Claim 2 (depends on 1)

The method of claim 1, wherein the channel state information comprises a rank indicator and the CQI without a precoding matrix indicator.

### Claim 3 (depends on 1)

The method of claim 1, wherein the CSI-RS is beamformed based on an uplink signal received from the UE.

### Claim 4 (depends on 1)

The method of claim 1, wherein the CQI included in the channel state information is calculated based on a precoding matrix selected for each rank by a codebook subset restriction function and a unitary matrix of the selected precoding matrix.

### Claim 5

A method for transmitting channel state information, the method comprising:
receiving, from an evolved node B (eNB), a signaling message comprising information indicating whether a user equipment (UE) is configured without a precoding matrix indicator (PMI) reporting or not;
receiving, from the eNB, a channel status information-reference signal (CSI-RS) for the UE; and
transmitting, to the eNB, channel state information comprising a channel quality indicator (CQI) that is calculated based on a codebook which is provided to the UE through a higher-layer signaling, if the information indicates that the UE is configured without the PMI reporting,
wherein the codebook is based on a number of layers and a number of ports used for CSI reporting.

### Claim 6 (depends on 5)

The method of claim 5, wherein the channel state information comprises a rank indicator and the CQI without a precoding matrix indicator.

### Claim 7 (depends on 5)

The method of claim 5, wherein the CSI-RS is beamformed based on an uplink signal received from the UE.

### Claim 8 (depends on 5)

The method of claim 5, wherein the CQI included in the channel state information is calculated based on a precoding matrix selected for each rank by a codebook subset restriction function of the eNB and a unitary matrix of the selected precoding matrix.

### Claim 9

An apparatus in an evolved node B (eNB) for receiving channel state information, the apparatus comprising:
a controller configured to:
transmit, to a user equipment (UE), a signaling message comprising information indicating whether the UE is configured without a precoding matrix indicator (PMI) reporting or not,
transmit, to the UE, a channel status information-reference signal (CSI-RS) for the UE, and
receive channel state information comprising a channel quality indicator (CQI) that is calculated based on a codebook which is provided to the UE through a higher-layer signaling, if the information indicates that the UE is configured without the PMI reporting, wherein the codebook is based on a number of layers and a number of ports used for CSI reporting; and
a transceiver configured to receive, from the UE, the channel state information under control of the controller.

### Claim 10 (depends on 9)

The apparatus of claim 9, wherein the channel state information comprises a rank indicator and the CQI without a precoding matrix indicator.

### Claim 11 (depends on 9)

The apparatus of claim 9, wherein the CSI-RS is beamformed based on an uplink signal received from the UE.

### Claim 12 (depends on 9)

The apparatus of claim 9, wherein the CQI included in the channel state information is calculated based on a precoding matrix selected for each rank by a codebook subset restriction function and a unitary matrix of the selected precoding matrix.

### Claim 13

An apparatus in a user equipment (UE) for transmitting channel state information, the apparatus comprising:
a controller configured to:
receive, from an evolved node B (eNB), a signaling message comprising information indicating whether the UE is configured without a precoding matrix indicator (PMI) reporting or not,
receive, from the eNB, a channel status information-reference signal (CSI-RS) for the UE, and
transmit, to the eNB, channel state information comprising a channel quality indicator (CQI) that is calculated based on a codebook which is provided to the UE through a higher-layer signaling, if the information indicates that the UE is configured without the PMI reporting, wherein the codebook is based on a number of layers and a number of ports used for CSI reporting; and
a transceiver configured to:
transmit, to the eNB, the channel state information under control of the controller.
