# US 10,371,895 B2 · Spot-size converter for optical mode conversion and coupling between two waveguides > Agents: this data is available as JSON from the patentgrep API and MCP server — see https://patentgrep.com/llms.txt - Number: US 10,371,895 B2 - Document ID: US10371895B2 - Status: Granted - Kind: B2 - Application number: 15/943,165 - Filed: 2018-04-02 - Published: 2018-08-09 - Granted: 2019-08-06 - Earliest claimed: 2014-02-28 - Assignees: Ciena Corporation - Applicants: Ciena Corporation - Inventors: Yves Painchaud; Marie-Josée Picard; Ian Betty; Christine Latrasse; Michel Poulin - Web page: https://patentgrep.com/patent/US10371895B2 ## CPC - G02B 6/14: Mode converters - G02B 6/00: Light guides; Structural details of arrangements comprising light guides and other optical elements, e.g. couplings - G02B 6/1228: {Tapered waveguides, e.g. integrated spot-size transformers (for coupling with fibres G02B6/305)} - G02B 6/124: Geodesic lenses or integrated gratings - G02B 6/125: Bends, branchings or intersections - G02B 6/305: {and having an integrated mode-size expanding section, e.g. tapered waveguide} - G02B 2006/12152: {Mode converter} - G02B: OPTICAL ELEMENTS, SYSTEMS OR APPARATUS ## Abstract A spot-size converter having a waveguiding structure. The first part of the waveguiding structure receives light from or transmits light to a first waveguide in a first propagation mode. The first part of the waveguiding structure has a longitudinally varying effective refractive index that decreases away from the first waveguide. The second part of the waveguiding structure transmits light to or receives light from a second waveguide in a second propagation mode. The second part of the waveguiding structure has a number of high-index elements arranged in a single plane, extending along a longitudinal waveguiding axis and at least partially overlapping the first part of the waveguiding structure. The first propagation mode of the first waveguide progressively transforms into the second propagation mode of the second waveguide along the longitudinal waveguiding axis through an overlap region between the first part and the second part of the waveguiding structure. ## Claims ### Claim 1 A spot-size converter comprising: a first part of a waveguiding structure coupled to a first waveguide to receive light from or transmit light to the first waveguide in a first propagation mode, the first part of the waveguiding structure having a longitudinally varying effective refractive index that decreases away from the first waveguide; and a second part of the waveguiding structure coupled to a second waveguide to transmit light to or receive light from the second waveguide in a second propagation mode, the second part of the waveguiding structure having a plurality of high-index elements arranged in a single plane, extending along a longitudinal waveguiding axis and at least partially overlapping the first part of the waveguiding structure, at least two high-index elements are formed to diverge away from another high-index element at one end, wherein the first propagation mode of the first waveguide progressively transforms into the second propagation mode of the second waveguide along the longitudinal waveguiding axis through an overlap region between the first part and the second part of the waveguiding structure. ### Claim 2 (depends on 1) The spot-size converter according to claim 1, where the first waveguide has a spot-size of 0.3-0.7 μm and the second waveguide has a spot-size of 5-10 μm. ### Claim 3 (depends on 1) The spot-size converter according to claim 1, wherein the first part of the waveguiding structure tapers along the longitudinal waveguiding axis in a low-index region defined by the overlap region between the first part and the second part of the waveguiding structure. ### Claim 4 (depends on 3) The spot-size converter according to claim 3, wherein at least one of the plurality of high-index elements of the second part of waveguiding structure tapers along the longitudinal waveguiding axis in the low-index region. ### Claim 5 (depends on 1) The spot-size converter according to claim 1, wherein the plurality of high-index elements are separated from each other by at least one spacing that tapers down toward the second waveguide along the longitudinal waveguiding axis. ### Claim 6 (depends on 1) The spot-size converter according to claim 1, wherein the first part of waveguiding structure comprises a single waveguide element extending along the longitudinal waveguiding axis. ### Claim 7 (depends on 6) The spot-size converter according to claim 6, wherein the single waveguide element comprises a tapered portion tapering down away from the first waveguide along the longitudinal waveguiding axis. ### Claim 8 (depends on 7) The spot-size converter according to claim 7, wherein the tapered portion forms an adiabatic taper. ### Claim 9 (depends on 1) The spot-size converter according to claim 1, wherein the first part and the second part of waveguiding structure form a combined single-mode waveguiding structure along the longitudinal waveguiding axis. ### Claim 10 (depends on 1) The spot-size converter according to claim 1, wherein the first part and the second part of waveguiding structure are made of silicon. ### Claim 11 (depends on 1) The spot-size converter according to claim 1, wherein the first part of the waveguiding structure is a part of a silicon-on-insulator (SOI) arrangement comprising a silicon substrate, an insulating layer formed on the silicon substrate, and a silicon layer formed on the insulating layer and patterned to form the first part of waveguiding structure. ### Claim 12 (depends on 1) The spot-size converter according to claim 1, wherein the plurality of high-index elements of the second part of the waveguiding structure comprise a plurality of high-index rods arranged in an one-dimensional array transverse to the longitudinal waveguiding axis. ### Claim 13 (depends on 1) The spot-size converter according to claim 1, wherein the first waveguide comprises a semiconductor waveguide, wherein the second waveguide comprises an optical fiber. ### Claim 14 A silicon photonic spot-size converter comprising: a silicon substrate; an insulating layer formed on the silicon substrate; a silicon core formed on the insulating layer and coupled to a first waveguide to receive light from or transmit light to the first waveguide in a first propagation mode, the silicon core being characterized by a longitudinally varying effective refractive index that decreases away from the first waveguide; and a plurality of high-index rods coupled to a second waveguide to transmit light to or receive light from the second waveguide in a second propagation mode, the plurality of high-index rods arranged in a single plane, extending along a longitudinal waveguiding axis and partially overlapping the silicon core, at least two high-index rods are formed to diverge away from another high-index rod at one end, wherein the first propagation mode of the first waveguide progressively transforms into the second propagation mode of the second waveguide. ### Claim 15 (depends on 14) The silicon photonic spot-size converter according to claim 14, where the first waveguide has a spot-size of 0.3-0.7 μm and the second waveguide has a spot-size of 5-10 μm. ### Claim 16 (depends on 14) The silicon photonic spot-size converter according to claim 14, wherein the high-index rods are used as markers in an etching process of inter-metallic materials. ### Claim 17 (depends on 14) The silicon photonic spot-size converter according to claim 14, wherein each of the high-index rods comprises a tapered portion tapering down toward the second waveguide along the longitudinal waveguiding axis. ### Claim 18 (depends on 14) The silicon photonic spot-size converter according to claim 14, further comprising a cladding structure embedding the plurality of high-index rods. ### Claim 19 (depends on 18) The silicon photonic spot-size converter according to claim 18, wherein the cladding structure comprises: a first cladding formed on the insulating layer and surrounding the silicon core; and a second cladding formed on the first cladding layer and embedding the plurality of high-index rods. ### Claim 20 (depends on 14) The silicon photonic spot-size converter according to claim 14, wherein the plurality of high-index rods are separated from each other by at least one spacing that tapers down toward the second waveguide along the longitudinal waveguiding axis.