# US 10,343,443 B2 · Optical security component with reflective effect, production of such a component and secure document provided with such a component

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- Number: US 10,343,443 B2
- Document ID: US10343443B2
- Status: Granted
- Kind: B2
- Application number: 15/968,332
- Filed: 2018-05-01
- Published: 2018-08-30
- Granted: 2019-07-09
- Earliest claimed: 2014-04-07
- Assignees: Surys
- Applicants: Surys
- Inventors: Valéry Petiton; Vincent Tollet
- Web page: https://patentgrep.com/patent/US10343443B2

## CPC

- B42D 25/29: Securities; Bank notes
- B42D 25/324: Reliefs
- B42D 25/328: Diffraction gratings; Holograms
- B42D 25/351: Translucent or partly translucent parts, e.g. windows
- B42D 25/355: Security threads
- B42D 25/425: by deformation, e.g. embossing
- G02B 5/1809: {with pitch less than or comparable to the wavelength}
- B42D: BOOKS; BOOK COVERS; LOOSE LEAVES; PRINTED MATTER CHARACTERISED BY IDENTIFICATION OR SECURITY FEATURES; PRINTED MATTER OF SPECIAL FORMAT OR STYLE NOT OTHERWISE PROVIDED FOR; DEVICES FOR USE THEREWITH AND NOT OTHERWISE PROVIDED FOR; MOVABLE-STRIP WRITING OR READING APPARATUS
- G02B: OPTICAL ELEMENTS, SYSTEMS OR APPARATUS

## Abstract

According to one aspect, the invention relates to an optical security component intended for being observed under direct reflection. The component comprises a structure engraved on a layer of a material having a refraction index n2, a thin layer of a dielectric material having a refraction index n1 other than n2, deposited on the structure, and a layer of a material having a refraction index no other than n1, encapsulating the coated structure of the thin layer. The structure has a first pattern modulated by a second pattern such that, in at least one first region (61, 86), the first pattern comprises a low-relief with a first set of facets, the shapes of which are determined such as to generate at least one first concave or convex cylindrical reflective element, and the second pattern forms a first subwavelength grating acting, after depositing the thin layer and encapsulating the structure, as a first wavelength-subtractive filter; in at least one second region (62, 86), the first pattern comprises a low-relief with a second set of facets in which the shapes are determined such as to generate at least one concave or convex cylindrical reflective element (64), and the second pattern forms a second subwavelength grating acting, after depositing the thin layer and encapsulating the structure, as a second wavelength-subtractive filter, separate from the first wave-length-subtractive filter. Each subwavelength grating can be a zero order diffraction grating such as a DID.

## Claims

### Claim 1

An optical security component intended to be observed according to an observation face in a spectral band lying between 380 and 780 nm and in direct reflection, comprising:
a structure engraved on a layer of a material exhibiting a refractive index n2,
a thin layer of a dielectric material exhibiting a refractive index n1 different from n2, deposited on the structure;
a layer of a material of refractive index n0 different from n1 encapsulating the structure overlaid with the thin layer,
the structure exhibiting a first pattern modulated by a second pattern in such a way that:
in at least one first region, the first pattern comprises a bas-relief with a first set of facets whose shapes are determined so as to generate one or more cylindrical reflective elements concave seen from the observation face, arranged according to a first line, exhibiting a first principal direction, and the second pattern forms a first sub wavelength grating acting, after deposition of the thin layer and encapsulation of the structure, as a first wavelength-subtractive filter, exhibiting a first color;
in at least one second region, the first pattern comprises a bas-relief with a second set of facets whose shapes are determined so as to generate one or more cylindrical reflective elements convex seen from the observation face, exhibiting a second principal direction, and the second pattern forms a second sub wavelength grating acting, after deposition of the thin layer and encapsulation of the structure, as a second wavelength-subtractive filter, different from the first wavelength-subtractive filter, exhibiting a second color different from the first color,
wherein the first and second sub wavelength gratings are defined from the projections on each of the first and second sets of facets of two, unidimensional, plane gratings arranged in a plane parallel to the plane of the component and exhibiting respectively first and second grating vectors of perpendicular directions, the direction of one of the grating vectors being parallel to said first and second principal directions.

### Claim 2 (depends on 1)

The optical security component as claimed in claim 1, in which the norm of the grating vector whose direction is parallel to one of the first or second principal directions is variable in such a way that the grating projected on the corresponding set of the facets is of substantially constant spacing.

### Claim 3 (depends on 1)

The optical security component as claimed in claim 1, in which the first and second sets of facets form sets of plane surfaces, oriented along respectively the first and second principal directions, and inclined with respect to the plane of the component in a continuously variable manner to respectively first and second substantially plane central facets.

### Claim 4 (depends on 3)

The optical security component as claimed in claim 3, in which the width of the central facet of a set of facets, measured in a direction perpendicular to the principal direction, is at least equal to 5% of the length of the corresponding reflective element, measured in the same direction.

### Claim 5 (depends on 3)

The optical security component as claimed in claim 3, in which at least one of the first and second sets of facets exhibits a longitudinal axis, parallel to the principal direction of the corresponding reflective element, and centered on the central facet.

### Claim 6 (depends on 3)

The optical security component as claimed in claim 3, in which at least one of the first and second central facets forms an end of the corresponding set of facets.

### Claim 7 (depends on 3)

The optical security component as claimed in claim 3, in which, in a third region situated in proximity to the central facets of the first and second sets of facets, the first pattern of the structure is formed of a plane surface parallel to the first and second central facets and the second pattern forms one or more sub wavelength gratings acting, after deposition of the thin layer and encapsulation of the structure, as one or more wavelength-subtractive filters.

### Claim 8 (depends on 1)

The optical security component as claimed in claim 1, suitable for securing a document or a product, and comprising on the face opposite to the observation face a layer for the transfer of the component onto the document or the product.

### Claim 9 (depends on 8)

The optical security component as claimed in claim 8, furthermore comprising, on the observation face side, a support film intended to be detached after transfer of the component onto the document or the product.

### Claim 10 (depends on 8)

The optical security component as claimed in claim 8, furthermore comprising on the side opposite to the observation face, a colored contrast layer.

### Claim 11 (depends on 1)

The optical security component as claimed in claim 1, suitable for the manufacture of a security thread for securing banknotes, and comprising on the observation face side and on the face opposite to the observation face, protection layers.

### Claim 12 (depends on 11)

A banknote comprising at least one first optical security component as claimed in claim 11, said first optical security component forming a security thread partially inserted into a support of the banknote.

### Claim 13 (depends on 12)

The banknote as claimed in claim 12, furthermore comprising a second optical security component positioned on a face of the banknote and forming two wavelength-subtractive filters similar to the first and second wavelength-subtractive filters of the first optical security component.

### Claim 14

A method for manufacturing an optical security component intended to be observed in a spectral band lying between 380 and 780 nm and in direct reflection, the method comprising:
the deposition on a support film of a first layer of a material of refractive index n0;
the formation on the first layer of at least one engraved structure,
the structure exhibiting a first pattern modulated by a second pattern in such a way that:
in at least one first region, the first pattern comprises a bas-relief with a first set of facets whose shapes are determined so as to generate one or more cylindrical reflective elements concave seen from the observation face, arranged according to a first line, exhibiting a first principal direction, and the second pattern forms a first sub wavelength grating acting, after deposition of the thin layer and encapsulation of the structure, as a first wavelength-subtractive filter, exhibiting a first color;
in at least one second region, the first pattern comprises a bas-relief with a second set of facets whose shapes are determined so as to generate one or more cylindrical reflective elements convex seen from the observation face, exhibiting a second principal direction, and the second pattern forms a second sub wavelength grating acting, after deposition of the thin layer and encapsulation of the structure, as a second wavelength-subtractive filter, different from the first wavelength-subtractive filter, exhibiting a second color different from the first color,
wherein the first and second sub wavelength gratings are defined from the projections on each of the first and second sets of facets of two, unidimensional, plane gratings arranged in a plane parallel to the plane of the component and exhibiting respectively first and second grating vectors of perpendicular directions, the direction of one of the grating vectors being parallel to said first and second principal directions;
the method furthermore comprising:
the deposition on the engraved structure of a thin layer of a dielectric material exhibiting a refractive index n1 different from n0;
the encapsulation of the structure overlaid with the thin layer by a layer of a material exhibiting a refractive index n2 different from n1.

### Claim 15 (depends on 13, 14)

The method for manufacturing a banknote as claimed in claim 13 comprising:
the manufacture of a first optical security component as claimed in claim 14,
the incorporation of the first optical security component into a support of the banknote, and
the fitting in place of the second optical security component on a face of said support.
