# US 10,313,049 B2 · Signal processing in an optical receiver > Agents: this data is available as JSON from the patentgrep API and MCP server — see https://patentgrep.com/llms.txt - Number: US 10,313,049 B2 - Document ID: US10313049B2 - Status: Granted - Kind: B2 - Application number: 15/578,543 - Filed: 2016-06-29 - Published: 2018-06-07 - Granted: 2019-06-04 - Earliest claimed: 2015-07-23 - Assignees: Xieon Networks S.a.r.l. - Applicants: Xieon Networks S.à.r.l. - Inventors: Stefano Calabro; Bernhard Spinnler - Web page: https://patentgrep.com/patent/US10313049B2 ## CPC - H04J 14/06: Polarisation multiplex systems - H04B 7/0413: MIMO systems - H04B 10/6161: {Compensation of chromatic dispersion} - H04B 10/6162: {Compensation of polarization related effects, e.g., PMD, PDL} - H04B 10/6165: {Estimation of the phase of the received optical signal, phase error estimation or phase error correction} - H04B 10/6971: {using equalisation} - H04B 10/2569: due to polarisation mode dispersion [PMD] - H04J: MULTIPLEX COMMUNICATION (transmission in general H04B; peculiar to transmission of digital information H04L5/00; systems for the simultaneous or sequential transmission of more than one television signal H04N7/08; in exchanges H04Q11/00; stereophonic systems H04S) - H04B: TRANSMISSION ## Abstract The present invention relates to signal processing in an optical receiver, in particular to equalization performed in coherent optical receivers. A multiple-input multiple-output (MIMO) equalizer receives and equalizes a plurality of real value signals, for example four sampled electrical baseband tributaries (HI, HQ, VI, VQ). The outputs of the multiple-input multiple-output (MIMO) equalizer provide equalized real or imaginary components of complex signals. The complex signals including the real and imaginary components are then each and individually equalized to remove chromatic dispersion. ## Claims ### Claim 1 A signal processing device, comprising: a multiple-input multiple-output equalizer configured to receive and equalize a plurality of real value signals corresponding to signals or signal components received by an optical a coherent receiver, wherein outputs of the multiple-input multiple-output equalizer provide equalized real or imaginary components of complex signals; and a plurality of chromatic dispersion equalizers, wherein each chromatic dispersion equalizer is configured to receive and equalize one of said complex signals provided by the multiple-input multiple-output equalizer. ### Claim 2 (depends on 1) The signal processing device according to claim 1, wherein said multiple-input multiple-output equalizer receives four real value signals from analog to digital converters and provides at its outputs two real components and two imaginary components of two complex signals, wherein two chromatic dispersion equalizers are configured to receive and equalize said two complex signals, and wherein the real value signals received by the multiple-input multiple-output equalizer correspond to in-phase or quadrature components of a corresponding quadrature amplitude modulated (QAM) signal, and wherein QAMsignals corresponds to a corresponding one of two orthogonally polarized signal components. ### Claim 3 (depends on 1) The signal processing device according to claim 1, further comprising a carrier recovery module coupled to receive the two equalized complex signals provided by the two chromatic dispersion equalizers. ### Claim 4 (depends on 1) The signal processing device according to claim 1 wherein the multiple-input multiple-output equalizer is configured to compensate time misalignment among sampling devices, wherein the sampling devices provide the signals received by the multiple-input multiple-output equalizer. ### Claim 5 (depends on 1) The signal processing device according to claim 1, wherein the multiple-input multiple-output equalizer includes a plurality of single-input single-output finite impulse response filters each coupled to an input of the multiple-input multiple-output equalizer, and wherein the outputs of the multiple-input multiple-output equalizer correspond to added outputs of said single-input single-output finite impulse response filters. ### Claim 6 (depends on 3) The signal processing device according to claim 3, wherein the multiple-input multiple-output equalizer includes adaptive filters having adjustable filter coefficients. ### Claim 7 (depends on 5) The signal processing device according to claim 5, wherein at least one of the chromatic dispersion equalizers includes a single-input single-output finite impulse response filter having a larger number of time delays than the single-input single-output finite impulse response filters of the multiple-input multiple-output equalizer. ### Claim 8 (depends on 6) The signal processing device according to claim 6, wherein output signals of the chromatic dispersion equalizers or output signals of the carrier recovery module are used to adjust the filter coefficients of the multiple-input multiple-output equalizer. ### Claim 9 (depends on 8) The signal processing device according to claim 8, wherein the filter coefficients of the multiple-input multiple-output equalizer are determined using a stop-and-go algorithm, a constant modulus algorithm, or a decision-directed least-mean-square (DD-LMS) algorithm. ### Claim 10 A signal processing method, comprising: receiving and equalizing a plurality of real value signals corresponding to signals or signal components received by an optical a coherent receiver, wherein the real value signals are received and equalized using a multiple-input multiple-output equalizer such as to provide equalized real or imaginary components of complex signals at the outputs of the multiple-input multiple-output equalizer; and individually equalizing each of said complex signals to compensate chromatic dispersion. ### Claim 11 (depends on 10) The method according to claim 10, wherein four signals are received and equalized by the multiple-input multiple output equalizer such as to provide two real components and two imaginary components of two complex signals at four outputs of the multiple-input multiple-output equalizer, wherein the four signals received and equalized by the multiple-input multiple output equalizer are each provided by an analog to digital converter, wherein each of the four signals corresponds to an in-phase or quadrature component of a corresponding quadrature amplitude modulated (QAM) signal, and wherein each of the QAM signals corresponds to a corresponding one of two orthogonally polarized optical signal components. ### Claim 12 (depends on 10) The method according to claim 10, wherein receiving and equalizing the plurality of real signals using a multiple-input multiple-output equalizer includes compensating time misalignment among sampling devices, wherein the sampling devices provide the signals received and equalized by the multiple-input multiple-output equalizer. ### Claim 13 (depends on 11) The method according to claim 11, wherein the two complex signals provided by the multiple-input multiple-output equalizer are individually equalized to compensate chromatic dispersion, and wherein a carrier frequency and phase offset present in the chromatic dispersion equalized two complex signals is recovered by phase correction. ### Claim 14 (depends on 13) The method according to claim 13, wherein recovering of a carrier in the two chromatic dispersion equalized complex signals includes providing a signal for generating at least one error signal, and wherein filter coefficients of the multiple-input multiple-output equalizer are adjusted based on the two complex chromatic dispersion equalized signals and/or based on the at least one error signal. ### Claim 15 (depends on 14) The method according to claim 14, wherein filter coefficients of the multiple-input multiple-output equalizer are adjusted using a stop-and-go algorithm, a constant modulus algorithm, or a decision-directed least-mean-square (DD-LMS) algorithm.