# US 10,310,268 B2 · Waveguides with peripheral side geometries to recycle light

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- Number: US 10,310,268 B2
- Document ID: US10310268B2
- Status: Granted
- Kind: B2
- Application number: 15/370,897
- Filed: 2016-12-06
- Published: 2018-06-07
- Granted: 2019-06-04
- Earliest claimed: 2016-12-06
- Assignees: Microsoft Technology Licensing, LLC
- Applicants: Microsoft Technology Licensing, LLC
- Inventors: R. Andrew Wall; Dmitry Reshidko
- Web page: https://patentgrep.com/patent/US10310268B2

## CPC

- G02B 27/0172: {characterised by optical features}
- G02B 6/002: {by shaping at least a portion of the light guide, e.g. with collimating, focussing or diverging surfaces}
- G02B 27/0081: {with means for altering, e.g. enlarging, the entrance or exit pupil}
- G02B 6/0035: {provided on the surface of the light guide or in the bulk of it}
- G02B 2027/0125: {Field-of-view increase by wavefront division}
- G02B 2027/0178: {Eyeglass type (eyeglass details G02C)}
- G02B: OPTICAL ELEMENTS, SYSTEMS OR APPARATUS

## Abstract

An apparatus, for use in replicating an image associated with an input-pupil to an output-pupil, comprises an optical waveguide including a bulk-substrate, an input-coupler and an output-coupler. The bulk-substrate includes first and second major sides and peripheral sides. The input-coupler couples, into the waveguide, light corresponding to the image associated with the input-pupil. The output-coupler couples, out of the waveguide, light corresponding to the image that has traveled through the waveguide from the input-coupler to the output-coupler at least in part by way of TIR. At least one of the peripheral sides includes first and second surfaces that define first and second planes angled 45 degrees relative to one another. Such a peripheral side provides for effective recycling of light that would otherwise leak out of the waveguide through the peripheral side.

## Claims

### Claim 1

An apparatus for use in replicating an image associated with an input-pupil to an output-pupil, the apparatus comprising:
an optical waveguide including a bulk-substrate, an input-coupler and an output-coupler;
the bulk-substrate of the optical waveguide including a first major side, a second major side opposite the first major side, and peripheral sides;
the input-coupler of the optical waveguide configured to couple, into the bulk-substrate of the optical waveguide, light corresponding to the image associated with the input-pupil; and
the output-coupler of the optical waveguide configured to couple, out of the bulk-substrate of the optical waveguide, light corresponding to the image that has traveled through the optical waveguide from the input-coupler to the output-coupler at least in part by way of total internal reflection (TIR),
wherein a peripheral side of the peripheral sides of the bulk-substrate of the optical waveguide includes first and second surfaces that define first and second planes angled 45 degrees relative to one another, and
wherein the first and second surfaces direct light incident on the first and second surfaces to the output-coupler for output in parallel with the light corresponding to the image.

### Claim 2 (depends on 1)

The apparatus of claim 1, wherein the peripheral side is configured to recycle a portion of the light corresponding to the image that is incident on the first and second surfaces after traveling within the bulk-substrate of the optical waveguide in a propagation direction toward the peripheral side.

### Claim 3 (depends on 1)

The apparatus of claim 1, wherein the peripheral sides is configured to cause a portion of the light corresponding to the image, that after being coupled into the waveguide is incident on one of the first and second surfaces after traveling within the bulk-substrate of the optical waveguide at an angle of incidence relative to the first and second major sides in a propagation direction toward the peripheral side, to be reflected toward the other one of the first and second surfaces of the peripheral side, and then be reflected from the other one of the first and second surface in a direction opposite the propagation direction with a same angle of incidence relative to the first and second major sides.

### Claim 4 (depends on 1)

The apparatus of claim 1, wherein:
the first surface comprises a multifaceted surface that includes a plurality of peaks and a plurality of valleys;
each of the plurality of peaks is formed by a pair of adjacent facets of the multifaceted surface that are 90 degrees relative to one another;
each of the plurality of valleys is formed by a pair of adjacent facets of the multifaceted surface that are 90 degrees relative to one another;
the plurality of peaks collectively define the first plane; and
the second surface is planar and defines the second plane.

### Claim 5 (depends on 1)

The apparatus of claim 1, wherein the first and second surfaces are each planar, and the planar first and second surfaces respectively define the first and second planes that are 45 degrees relative to one another.

### Claim 6 (depends on 1)

The apparatus of claim 1, wherein:
the first surface defines a first chamfered or beveled edge that is between the peripheral side and the first major side; and
the second surface defines a second chamfered or beveled edge that is between the peripheral side and the second planer.

### Claim 7 (depends on 1)

The apparatus of claim 1, further comprising:
chamfered edges between the peripheral side and the first and second major sides; and
wherein the peripheral side also includes a third surface that extends between the first and second surfaces.

### Claim 8 (depends on 1)

The apparatus of claim 1, further comprising:
beveled edges between the peripheral side and the first and second major sides; and
wherein the first and second surfaces of the peripheral side meet one another at a 45 degree angle.

### Claim 9 (depends on 1)

The apparatus of claim 1, wherein:
the optical waveguide also includes an intermediate-component;
the input-coupler is configured to direct the light corresponding to the image associated with the input-pupil, which is coupled into the bulk-substrate of the waveguide, toward the intermediate-component;
the intermediate-component is configured to perform one of horizontal or vertical pupil expansion and to direct the light corresponding to the image towards the output-coupler; and
the output-coupler is configured to perform the other one of horizontal or vertical pupil expansion.

### Claim 10

A method for use within an optical waveguide including a bulk-substrate, an input-coupler and an output-coupler, the bulk-substrate of the optical waveguide including a first major side, a second major side opposite the first major side, and peripheral sides, the method comprising:
coupling into the bulk-substrate of the optical waveguide, light corresponding to an image associated with an input-pupil, using the input-coupler of the optical waveguide;
coupling out of the bulk-substrate of the optical waveguide, light corresponding to the image that has traveled through the optical waveguide from the input-coupler to the output-coupler at least in part by way of total internal reflection (TIR), using the output-coupler; and
recycling a portion of the light corresponding to the image, that is incident on one of the peripheral sides that includes first and second surfaces that define first and second planes angled 45 degrees relative to one another, after the portion of the light corresponding to the image has traveled within the bulk-substrate of the optical waveguide in a propagation direction toward the one of the peripheral sides, the recycling performed using the first and second surfaces that define first and second planes angled 45 degrees relative to one another,
wherein the first and second surfaces direct light incident on the first and second surfaces to the output-coupler for output in parallel with the light corresponding to the image.

### Claim 11 (depends on 10)

The method of claim 10, wherein the recycling includes:
using one of the first and second surfaces to reflect, towards the other one of the first and second surfaces, a portion of the light corresponding to the image, that after being coupled into the waveguide is incident on the one of the first and second surfaces after traveling within the bulk-substrate of the optical waveguide at an angle of incidence relative to the first and second major sides in a propagation direction toward the one of the peripheral sides; and
using the other one of the first and second surfaces, to reflect the portion of the light corresponding to the image incident therein in a direction opposite the propagation direction with a same angle of incidence relative to the first and second major sides.

### Claim 12 (depends on 11)

The method of claim 11, wherein:
one of the first and second surfaces of the one of the peripheral sides comprises a multifaceted surface that includes a plurality of peaks and a plurality of valleys, each of the peaks is formed by a pair of adjacent facets of the multifaceted surface that are 90 degrees relative to one another, each of the valleys is formed by a pair of adjacent facets of the multifaceted surface that are 90 degrees relative to one another, the peaks collectively define the one of the first and second planes, and the other one of the first and second surfaces is planar and defines the other one of the first and second planes: and
the recycling includes using the multifaceted surface to preserve a sign, in an orthogonal plane relative to the first and second major sides, of the portion of the light corresponding to the image that is reflected in the direction opposite the propagation direction after being incident on the one of the peripheral sides.

### Claim 13 (depends on 10)

The method of claim 10, wherein the first and second surfaces of the one of the peripheral sides are each planar, and the planar first and second surfaces respectively define the first and second planes that are 45 degrees relative to one another.

### Claim 14 (depends on 10)

The method of claim 10, wherein the optical waveguide also includes an intermediate-component, and further comprising:
using the input-coupler to direct the light corresponding to the image, the is coupled into the bulk-substrate of the optical waveguide, toward the intermediate-component; and
using the intermediate-component to perform one of horizontal or vertical pupil expansion and to direct the light corresponding to the image towards the output-coupler; and
using the output-coupler to perform the other one of horizontal or vertical pupil expansion.

### Claim 15

A near-eye or heads-up display system, comprising:
an optical waveguide including a bulk-substrate, an input-coupler and an output-coupler;
a display engine configured to produce an image and to direct light corresponding to the image toward the input-coupler of the optical waveguide;
the bulk-substrate of the optical waveguide including a first major side, a second major side opposite the first major side, and peripheral sides;
the input-coupler of the optical waveguide configured to couple, into the bulk-substrate of the optical waveguide, light corresponding to the image; and
the output-coupler of the optical waveguide configured to couple, out of the bulk-substrate of the optical waveguide, light corresponding to the image that has traveled through the optical waveguide from the input-coupler to the output-coupler at least in part by way of total internal reflection (TIR),
wherein a peripheral side of the peripheral sides of the bulk-substrate of the optical waveguide includes first and second surfaces that define first and second planes angled 45 degrees relative to one another, and
wherein the first and second surfaces direct light incident on the first and second surfaces to the output-coupler for output in parallel with the light corresponding to the image.

### Claim 16 (depends on 15)

The display system of claim 15, wherein:
the first surface comprises a multifaceted surface that includes a plurality of peaks and a plurality of valleys;
each of the plurality of peaks is formed by a pair of adjacent facets of the multifaceted surface that are 90 degrees relative to one another;
each of the plurality of valleys is formed by a pair of adjacent facets of the multifaceted surface that are 90 degrees relative to one another;
the plurality of peaks collectively define the first plane; and
the second surface is planar and defines the second plane.

### Claim 17 (depends on 15)

The display system of claim 15, wherein the first and second surfaces are each planar, and the planar first and second surfaces respectively define the first and second planes that are 45 degrees relative to one another.

### Claim 18 (depends on 15)

The display system of claim 15, wherein:
the optical waveguide also includes an intermediate-component;
the input-coupler is configured to direct the light corresponding to the image, which is coupled into the bulk-substrate of the waveguide, toward the intermediate-component;
the intermediate-component is configured to perform one of horizontal or vertical pupil expansion and to direct the light corresponding to the image towards the output-coupler; and
the output-coupler is configured to perform the other one of horizontal or vertical pupil expansion.

### Claim 19 (depends on 1)

The apparatus of claim 1, wherein the first and second surfaces are coated with a reflective material.

### Claim 20 (depends on 10)

The method of claim 10, wherein the first and second surfaces are coated with a reflective material.

### Claim 21 (depends on 15)

The display system of claim 15, wherein the first and second surfaces are coated with a reflective material.
