# US 10,309,543 B2 · Edgeless valve spool design with variable clearance

> Agents: this data is available as JSON from the patentgrep API and MCP server — see https://patentgrep.com/llms.txt

- Number: US 10,309,543 B2
- Document ID: US10309543B2
- Status: Granted
- Kind: B2
- Application number: 15/264,210
- Filed: 2016-09-13
- Published: 2018-03-15
- Granted: 2019-06-04
- Earliest claimed: 2016-09-13
- Assignees: Caterpillar Inc.
- Applicants: Caterpillar Inc.
- Inventors: Sunil J. Bean; Shivangini Singh Hazari
- Web page: https://patentgrep.com/patent/US10309543B2

## CPC

- F16K 11/0716: {with fluid passages through the valve member (F16K11/0704, F16K11/0708, F16K11/0712 take precedence)}
- B23P 15/001: {valves or valve housings (welding B23K; valve housings per se F16K)}
- F15B 1/00: Installations or systems with accumulators; Supply reservoir or sump assemblies
- F16K 11/0712: {comprising particular spool-valve sealing means}
- F16K 31/426: {the actuated valves being cylindrical sliding valves}
- F16K: VALVES; TAPS; COCKS; ACTUATING-FLOATS; DEVICES FOR VENTING OR AERATING {(devices for emptying and evacuating the excess liquid in valves or conduits F16L55/07)}
- B23P: METAL-WORKING NOT OTHERWISE PROVIDED FOR; COMBINED OPERATIONS; UNIVERSAL MACHINE TOOLS (arrangements for copying or controlling B23Q)
- F15B: SYSTEMS ACTING BY MEANS OF FLUIDS IN GENERAL; FLUID-PRESSURE ACTUATORS, e.g. SERVOMOTORS; DETAILS OF FLUID-PRESSURE SYSTEMS, NOT OTHERWISE PROVIDED FOR

## Abstract

A valve spool may include a cylindrical spool body having a spool longitudinal axis, a first spool body end wall and a second spool body end wall disposed axially opposite the first spool body end wall, and a spool outer surface. The spool outer surface may include a first spool guide region proximate the first spool body end wall and having a spool guide region outer diameter, a second spool guide region proximate the second spool body end wall and having the spool guide region outer diameter, and a spool tight clearance region disposed between the first spool guide region and the second spool guide region. The spool tight clearance region may have a spool tight clearance region outer diameter that is greater than the spool guide region outer diameter.

## Claims

### Claim 1

A valve spool comprising:
a cylindrical spool body having a spool longitudinal axis, a first spool body end wall and a second spool body end wall disposed axially opposite the first spool body end wall; and
a spool outer surface comprising
a first spool guide region proximate the first spool body end wall and having a first spool guide region outer surface,
a second spool guide region proximate the second spool body end wall and having a second spool guide region outer surface, wherein the first spool guide region outer surface and the second spool guide region outer surface have a maximum spool guide region outer diameter that is equal, and
a spool tight clearance region disposed between the first spool guide region and the second spool guide region and having a spool tight clearance region outer surface with a maximum spool tight clearance region outer diameter that is greater than the maximum spool guide region outer diameter,
wherein the valve spool is installed in a spool valve assembly having a valve body with a valve bore having the valve spool disposed therein and having a valve bore inner diameter that is greater than the maximum spool tight clearance region outer diameter, and
wherein a minimum spool tight clearance region diametrical clearance between the spool tight clearance region of the spool outer surface and the valve bore is determined by a formula as follows:
C
T
⁢
⁢
min
=
C
Gmax
*
[
L
T
L
G
+
2
*
L
OFF
L
G
]
where CTmin is the minimum spool tight clearance region diametrical clearance equal to the valve bore inner diameter minus the maximum spool tight clearance region outer diameter, CGmax is a maximum spool guide region diametrical clearance equal to the valve bore inner diameter minus the maximum spool guide region outer diameter, LG is a spool longitudinal guide length from the first spool body end wall to the second spool body end wall, LT is a spool longitudinal tight clearance region length, and LOFF is an offset length from a spool longitudinal tight clearance region midpoint to a spool longitudinal guide midpoint.

### Claim 2 (depends on 1)

The valve spool of claim 1, wherein the spool outer surface comprises:
a first spool intermediate region disposed between the first spool guide region and the spool tight clearance region and having a first spool intermediate region outer diameter that is less than the maximum spool guide region outer diameter; and
a second spool intermediate region disposed between the second spool guide region and the spool tight clearance region and having a second spool intermediate region outer diameter that is less than the maximum spool guide region outer diameter.

### Claim 3 (depends on 2)

The valve spool of claim 2, wherein the valve body further includes a high pressure fluid supply passage, a high pressure fluid outlet passage and a low pressure fluid drain passage each intersecting the valve bore so that the high pressure fluid outlet passage is in fluid communication with the low pressure fluid drain passage and the high pressure fluid supply passage is not in fluid communication with the high pressure fluid outlet passage when the valve spool is in a first valve spool position within the valve bore, and the high pressure fluid supply passage is in fluid communication with the high pressure fluid outlet passage and the high pressure fluid outlet passage is not in fluid communication with the low pressure fluid drain passage when the valve spool is in a second valve spool position within the valve bore.

### Claim 4 (depends on 3)

The valve spool of claim 3, wherein a fluid passage edge is defined at an intersection of the high pressure fluid supply passage and the valve bore, and a spool guide region edge is defined at an intersection of the second spool guide region and the second spool intermediate region, and wherein the spool guide region edge does not move longitudinally past the fluid passage edge when the valve spool moves between the first valve spool position and the second valve spool position.

### Claim 5 (depends on 1)

The valve spool of claim 1, comprising a spool inner surface defining a first balance chamber extending inwardly into the valve spool from the first spool body end wall, a second balance chamber extending inwardly into the valve spool from the second spool body end wall, and a spool balance fluid passage extending through the valve spool and placing the first balance chamber in fluid communication with the second balance chamber.

### Claim 6

A valve spool comprising:
a cylindrical spool body having a spool longitudinal axis, a first spool body end wall and a second spool body end wall disposed axially opposite the first spool body end wall; and
a spool outer surface comprising
a first spool guide region proximate the first spool body end wall and having a first spool guide region outer surface,
a second spool guide region proximate the second spool body end wall and having a second spool guide region outer surface, wherein the first spool guide region outer surface and the second spool guide region outer surface have a maximum spool guide region outer diameter that is equal, and
a spool tight clearance region disposed between the first spool guide region and the second spool guide region and having a maximum spool tight clearance region outer diameter that is greater than the maximum spool guide region outer diameter,
wherein the valve spool is installed in a spool valve assembly having a valve body with a valve bore having the valve spool disposed therein and having a valve bore inner diameter that is greater than the maximum spool tight clearance region outer diameter, and
wherein the first spool guide region, the second spool guide region and the spool tight clearance region are dimensioned so that a first spool edge of the first spool guide region proximate the first spool body end wall and a second spool edge of the second spool guide region proximate the second spool body end wall can contact the valve bore and the spool tight clearance region does not contact the valve bore when the valve spool rotates about an axis that is perpendicular to the spool longitudinal axis.

### Claim 7

A spool valve assembly comprising:
a valve body having a valve bore extending longitudinally within the valve body and having a valve bore inner diameter, a high pressure fluid supply passage intersecting the valve bore, a high pressure fluid outlet passage intersecting the valve bore and a low pressure fluid drain passage intersecting the valve bore; and
a valve spool disposed within the valve bore and having a cylindrical spool body, a spool longitudinal axis, a spool outer surface, a first spool body end wall and a second spool body end wall disposed axially opposite the first spool body end wall, wherein the spool outer surface comprises
a first spool guide region proximate the first spool body end wall and having a first spool guide region outer surface with a maximum spool guide region outer diameter that is less than the valve bore inner diameter;
a second spool guide region proximate the second spool body end wall and having a second spool guide region outer surface with the maximum spool guide region outer diameter of the first spool guide region outer surface; and
a spool tight clearance region disposed between the first spool guide region and the second spool guide region and having a spool tight clearance region outer surface with a maximum spool tight clearance region outer diameter that is less than the valve bore inner diameter and greater than the maximum spool guide region outer diameter, wherein the high pressure fluid outlet passage is in fluid communication with the low pressure fluid drain passage and the high pressure fluid supply passage is not in fluid communication with the high pressure fluid outlet passage when the valve spool is in a first valve spool position within the valve bore, and the high pressure fluid supply passage is in fluid communication with the high pressure fluid outlet passage and the high pressure fluid outlet passage is not in fluid communication with the low pressure fluid drain passage when the valve spool is in a second valve spool position within the valve bore,
wherein a minimum spool tight clearance region diametrical clearance between the spool tight clearance region of the spool outer surface and the valve bore is determined by a formula as follows:
C
T
⁢
⁢
min
=
C
Gmax
*
[
L
T
L
G
+
2
*
L
OFF
L
G
]
where CTmin is the minimum spool tight clearance region diametrical clearance equal to the valve bore inner diameter minus the maximum spool tight clearance region outer diameter, CGmax is a maximum spool guide region diametrical clearance equal to the valve bore inner diameter minus the maximum spool guide region outer diameter, LG is a spool longitudinal guide length from the first spool body end wall to the second spool body end wall, LT is a spool longitudinal tight clearance region length, and LOFF is an offset length from a spool longitudinal tight clearance region midpoint to a spool longitudinal guide midpoint.

### Claim 8 (depends on 7)

The spool valve assembly of claim 7, wherein the spool outer surface comprises:
a first spool intermediate region disposed between the first spool guide region and the spool tight clearance region and having a first spool intermediate region outer diameter that is less than the maximum spool guide region outer diameter; and
a second spool intermediate region disposed between the second spool guide region and the spool tight clearance region and having a second spool intermediate region outer diameter that is less than the maximum spool guide region outer diameter.

### Claim 9 (depends on 8)

The spool valve assembly of claim 8, wherein a fluid passage edge is defined at an intersection of the high pressure fluid supply passage and the valve bore, and a spool guide region edge is defined at an intersection of the second spool guide region and the second spool intermediate region, and wherein the spool guide region edge does not move longitudinally past the fluid passage edge when the valve spool moves between the first valve spool position and the second valve spool position.

### Claim 10 (depends on 7)

The spool valve assembly of claim 7, wherein the valve spool comprises a spool inner surface defining a first balance chamber extending inwardly into the valve spool from the first spool body end wall, a second balance chamber extending inwardly into the valve spool from the second spool body end wall, and a spool balance fluid passage extending through the valve spool and placing the first balance chamber in fluid communication with the second balance chamber.

### Claim 11

A spool valve assembly comprising:
a valve body having a valve bore extending longitudinally within the valve body and having a valve bore inner diameter, a high pressure fluid supply passage intersecting the valve bore, a high pressure fluid outlet passage intersecting the valve bore and a low pressure fluid drain passage intersecting the valve bore; and
a valve spool disposed within the valve bore and having a cylindrical spool body, a spool longitudinal axis, a spool outer surface, a first spool body end wall and a second spool body end wall disposed axially opposite the first spool body end wall, wherein the spool outer surface comprises
a first spool guide region proximate the first spool body end wall and having a first spool guide region outer surface with a maximum spool guide region outer diameter that is less than the valve bore inner diameter;
a second spool guide region proximate the second spool body end wall and having a second spool guide region outer surface with the maximum spool guide region outer diameter of the first spool guide region outer surface; and
a spool tight clearance region disposed between the first spool guide region and the second spool guide region and having a spool tight clearance region outer surface with a maximum spool tight clearance region outer diameter that is less than the valve bore inner diameter and greater than the maximum spool guide region outer diameter, wherein the high pressure fluid outlet passage is in fluid communication with the low pressure fluid drain passage and the high pressure fluid supply passage is not in fluid communication with the high pressure fluid outlet passage when the valve spool is in a first valve spool position within the valve bore, and the high pressure fluid supply passage is in fluid communication with the high pressure fluid outlet passage and the high pressure fluid outlet passage is not in fluid communication with the low pressure fluid drain passage when the valve spool is in a second valve spool position within the valve bore,
wherein the first spool guide region, the second spool guide region and the spool tight clearance region are dimensioned so that a first spool edge of the first spool guide region proximate the first spool body end wall and a second spool edge of the second spool guide region proximate the second spool body end wall can contact the valve bore and the spool tight clearance region does not contact the valve bore when the valve spool rotates about an axis that is perpendicular to the spool longitudinal axis.