# US 10,122,470 B2 · Clock recovery for optical transmission systems

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- Number: US 10,122,470 B2
- Document ID: US10122470B2
- Status: Granted
- Kind: B2
- Application number: 15/202,634
- Filed: 2016-07-06
- Published: 2017-01-05
- Granted: 2018-11-06
- Earliest claimed: 2009-07-23
- Assignees: Cisco Technology, Inc.
- Applicants: Cisco Technology, Inc.
- Inventors: Christopher Fludger
- Web page: https://patentgrep.com/patent/US10122470B2

## CPC

- H04B 10/6165: {Estimation of the phase of the received optical signal, phase error estimation or phase error correction}
- H04B 10/61: Coherent receivers
- H04B 10/614: {comprising one or more polarization beam splitters, e.g. polarization multiplexed [PolMux] X-PSK coherent receivers, polarization diversity heterodyne coherent receivers (H04J14/06 takes precedence)}
- H04B 10/65: {Intradyne, i.e. coherent receivers with a free running local oscillator having a frequency close but not phase-locked to the carrier signal}
- H04L 25/03057: {with a recursive structure (H04L25/03031 takes precedence)}
- H04B: TRANSMISSION
- H04L: TRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION (arrangements common to telegraphic and telephonic communication H04M)

## Abstract

A receiver for an optical communications system which corrects distortion of a received signal. A clock recovery system utilizing a feedback and feedforward system are provided. The feedback loop comprises a phase detector and a clock source, while the feedforward loop comprises the phase detector and a delay element for delaying the output of distortion correction system. The feedback loop has a significantly lower bandwidth than the feedforward path. There are also provided methods of optimizing tap weights and of acquiring initial tap weights.

## Claims

### Claim 1

A method of initially acquiring tap weights for a finite impulse response (FIR) filter used to correct distortion in an optical communication receiver, the method comprising:
acquiring and storing a series of samples of a received optical signal, the series of samples being acquired in an order in time;
applying a blind optimization algorithm to the series of samples to obtain first estimated tap weights for the FIR filter in order to equalize the received optical signal, wherein the blind optimization algorithm is applied to the series of samples alternately in the order that the series of samples is acquired and in a reverse order that the series of samples is acquired in a digital processing system;
activating a clock recovery system in the optical communication receiver based on the first estimated tap weights to remove a clock offset for subsequent samples;
after the clock recovery system is activated, acquiring and storing a further series of samples of the received optical signal, wherein the clock offset is removed from the further series of samples; and
applying the blind optimization algorithm to the further series of samples to obtain second estimated tap weights having an accuracy higher than the first estimated tap weights.

### Claim 2 (depends on 1)

The method according to claim 1, further comprising transferring the second estimated tap weights to the FIR filter.

### Claim 3 (depends on 2)

The method according to claim 2, further comprising correcting distortion in the received optical signal with the FIR filter.

### Claim 4 (depends on 1)

The method according to claim 1, further comprising applying the second estimated tap weights to the FIR filter and correcting distortion in the received optical signal based on the second estimated tap weights.

### Claim 5 (depends on 1)

The method according to claim 1, further comprising activating a decision system in the optical communication receiver to decode values represented by the received optical signal.

### Claim 6 (depends on 5)

The method according to claim 5, further comprising entering a tracking mode, in which a tap update algorithm is activated and configured to update the second estimated tap weights.

### Claim 7

An apparatus comprising:
an optical receiver configured to acquire and store a series of samples of a received optical signal, the series of samples being acquired in an order in time;
a clock recovery system;
a digital signal processor configured to:
apply a blind optimization algorithm to the series of samples to obtain first estimated tap weights, wherein the digital signal processor applies the blind optimization algorithm to the series of samples alternately in the order that the series of samples is acquired and in a reverse order that the series of samples is acquired;
wherein the optical receiver is further configured to activate the clock recovery system based on the first estimated tap weights to remove a clock offset for subsequent samples;
wherein, after the clock recovery system is activated, the optical receiver is configured to acquire and store a further series of samples of the received optical signal and the clock offset is removed from the further series of samples;
wherein the digital signal processor is further configured to apply the blind optimization algorithm to the further series of samples to obtain second estimated tap weights having an accuracy higher than the first estimated tap weights; and
a finite impulse response (FIR) filter configured to equalize the received optical signal with the second estimated tap weights.

### Claim 8 (depends on 7)

The apparatus of claim 7, wherein the digital signal processor is further configured to transfer the second estimated tap weights to the FIR filter.

### Claim 9 (depends on 7)

The apparatus of claim 7, wherein the FIR filter is further configured to apply the second estimated tap weights and correct distortion in the received optical signal based on the second estimated tap weights.

### Claim 10 (depends on 7)

The apparatus of claim 7, wherein the optical receiver is further configured to activate a decision system to decode values represented by the received optical signal.

### Claim 11

One or more non-transitory computer readable storage media encoded with computer readable instructions which, when executed by a processor, cause the processor to:
acquire and store a series of samples of a received optical signal, the series of samples being acquired in an order in time;
apply a blind optimization algorithm to the series of samples to obtain first estimated tap weights for a finite impulse response (FIR) filter in order to equalize the received optical signal, wherein the blind optimization algorithm is applied to the series of samples alternately in the order that the series of samples is acquired and in a reverse order that the series of samples is acquired in a digital processing system;
activate a clock recovery system in an optical communication receiver based on the first estimated tap weights to remove a clock offset for subsequent samples;
after the clock recovery system is activated, acquire and store a further series of samples of the received optical signal, wherein the clock offset is removed from the further series of samples; and
apply the blind optimization algorithm to the further series of samples to obtain second estimated tap weights having an accuracy higher than the first estimated tap weights.

### Claim 12 (depends on 11)

The one or more non-transitory computer readable storage media of claim 11, wherein the instructions further cause the processor to correct distortion in the received optical signal with the FIR filter.

### Claim 13 (depends on 1)

The method of claim 1, further comprising:
shifting the second estimated tap weights toward a tap weight center.

### Claim 14 (depends on 13)

The method according to claim 13, wherein the shifting is performed using a digital interpolation function.

### Claim 15 (depends on 7)

The apparatus of claim 7, wherein the digital signal processor is further configured to shift the second estimated tap weights toward a tap weight center.

### Claim 16 (depends on 15)

The apparatus of claim 15, wherein the digital signal processor is configured to shift the second estimated tap weights using a digital interpolation function.

### Claim 17 (depends on 10)

The apparatus of claim 10, wherein the optical receiver is configured to enter a tracking mode in which a tap update algorithm is activated and configured to update the second estimated tap weights.

### Claim 18 (depends on 11)

The one or more non-transitory computer readable storage media of claim 11, wherein the instructions further cause the processor to shift the second estimated tap weights toward a tap weight center.

### Claim 19 (depends on 18)

The one or more non-transitory computer readable storage media of claim 18, wherein the second estimated tap weights are shifted using a digital interpolation function.

### Claim 20 (depends on 11)

The one or more non-transitory computer readable storage media of claim 11, wherein the instructions further cause the processor to enter a tracking mode and activate a tap update algorithm configured to update the second estimated tap weights.
